MAGNUS FINANCIAL GROUP LLC
Magnus Financial Group LLC (“Magnus”) is committed to maintaining the confidentiality,
integrity and security of the personal information that is entrusted to them. Magnus and its
personnel are committed to protecting your privacy and to safeguarding that information.
All financial companies choose how they share client personal information. Federal law gives
consumers the right to limit some but not all sharing. Federal law also requires us to tell you
how we collect, share and protect your non-public personal information. Even when you are no
longer our client, we will only share your personal information as described in this notice. Thus,
please read this notice carefully to understand what we do.
We collect non-public personal data in forms, in written notations and in documentation
provided to us by our clients for use in providing investment and wealth management services.
The types of personal information we collect and share depend on the scope of your
engagement with us. This information may include items such as your Social Security number
and income, your account balances and transaction history, and your investment experience.
We collect your personal information in a variety of ways. For example, we obtain your
personal information when you open an account or give us your income information, tell us
about your portfolio or transfer money, or enter into an investment advisory contract. We also
collect your personal information from other companies, such as the custodian who holds your
We are committed to the protection and privacy of our clients’ personal information. We will
not share such information with any affiliate (a company related to Magnus by common
ownership or control) except for our everyday business purposes, such as to process your
transactions (for example, with custodians, data processing firms or clearing firms), maintain
your account(s), respond to court orders and legal and regulatory examinations, report to credit
bureaus, protect the confidentiality or security of your records (for example, to protect against,
or prevent actual or potential fraud, identify theft, or unauthorized transactions), or as
permitted or required by law. We may also share your personal information consistent with
your instruction or consent or in connection with a written agreement to provide investment or
advisory or management services when the information is released for the sole purpose of
providing the products or services covered by the agreement.
We do not share personal or financial information with affiliated or non-affiliated third parties
except under the circumstances noted above. Since sharing under the circumstances noted
above is necessary to service client accounts or is mandated or permitted by law, there are no
allowances for clients to opt out of such sharing. Individual state laws may give you additional
rights to limit sharing.
To protect your personal information from unauthorized access and use, we use security
measures that comply with federal law. These measures include computer safeguards and
secured files and buildings.
Our policy about obtaining and disclosing personal information may change from time to
time. We will provide you notice of any material change to this policy before we implement the